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Journal of Attention Disorders 2014, Vol. 18(5) 466–478 © 2012 SAGE Publications Reprints and permissions: sagepub.com/journalsPermissions.nav DOI: 10.1177/1087054712441832 jad.sagepub.com
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441832 JAD18510.1 sagepub.com/journalsPermissions.nav
177/1087054712441832 Attention Disorders
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Developmental Delays in Children With ADHD
Murray J. Dyck1 and Jan P. Piek2
Abstract
Objective: ADHD is often comorbid with other disorders, but it is often assumed that academic, language, or motor c skills problems are secondary to ADHD rather than that attention problems are secondary to the other disorder or both disorders have a shared etiology. We assessed for comorbid developmental disorders and which cognitive processes were impaired in children with ADHD. Method: Measures of intelligence, language, motor skills, social cognition, and executive functions were administered to children with ADHD (n = 53) and age/sex-matched typical children. Results: Clinically significant deficits were 2 to 7 times as common in children with ADHD as in typical children, and the structure of ability differed in the two groups. Abilities were less differentiated in children with ADHD. Conclusion: The results indicate a need for comprehensive screening for developmental disorders in children with ADHD and imply that research needs to focus on how ADHD and developmental disorders may share an etiology. (J. of Att. Dis. 2014; 18(5) 466-478)
Keywords
ADD/ADHD, comorbidity, development, motor control, social cognition
There is a growing consensus that ADHD cannot be explained by a single core neuropsychological deficit (Pennington, 2005), and a case has been made for identify- ing how competing theories of ADHD (e.g., the executive dysfunction and motivational models) may interact to cause the disorder (Sonuga-Barke, 2005). The idea that there are multiple pathways to ADHD is attractive given the hetero- geneity of ADHD samples, but simply focusing on interac- tions between putative ADHD-specific mechanisms may not be sufficient. The problem is that not only is ADHD often comorbid with other behavioral syndromes (Bauer- meister et al., 2007), but it is also often comorbid with learning disorders (Shaywitz & Shaywitz, 1991), communi- cation disorders (Kovac, Garabedian, Du Souich, & Pal- mour, 2001), and motor skills disorder (Rasmussen & Gillberg, 2000). If the Diagnostic and Statistical Manual of Mental Disorders (4th ed., DSM-IV; American Psychiatric Association [APA], 1994) permitted the diagnosis of ADHD in children with pervasive developmental disorders, ADHD would also be commonly comorbid with these disorders (Goldstein & Schwebach, 2004).
The possibility that comorbid conditions play a role in causing inattention or hyperactivity/impulsivity is often discounted. Willcutt, Doyle, Nigg, Faraone, and Pennington (2005), citing Barkley (1997), suggested the opposite, that “ADHD symptoms and [executive functioning] impair- ments or other neurocognitive weaknesses may directly cause poor performance on standardised tests of intelli- gence or academic achievement” (p. 1342). Pliszka,
Bernet, Bukstein, and Walter (2007) suggested that when academic problems are evident, “it is more appropriate to treat the ADHD and then determine whether the academic problems begin to resolve as the patient is more attentive in learning situations” (p. 901). They recommended that if a child’s learning problems did not resolve, “the patient’s ADHD be optimally treated before . . . testing” to assess whether the child has intellectual, academic, language, or other neuropsychological deficits. Because deficits asso- ciated with specific developmental disorders are not regarded as affecting attention, hyperactivity, or impulsiv- ity, “neuropsychological testing, speech-language assess- ments, and computerised testing of attention or inhibitory control are not required as part of a routine assessment for ADHD” (Pliszka et al., 2007, p. 901).
It is easy to understand how ADHD may affect perfor- mance on intelligence, language, and other tests, but it is puzzling that there is little recognition of how poor intellec- tual, language, or other abilities might affect attention, activ- ity level, and impulsiveness. Put simply, people of lower
1School of Applied Psychology, Griffith University, Gold Coast, Queensland, Australia 2School of Psychology and Speech Pathology, Curtin University, Perth, Western Australia
Corresponding Author: Murray J. Dyck, Griffith University, Gold Coast Campus, Gold Coast, 4222, Australia. Email: m.dyck@griffith.edu.au
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Dyck and Piek 467
intellect may be more likely “to make careless mistakes in schoolwork,” “not follow through on instructions,” “fail to finish schoolwork,” have “difficulty organising tasks and activities,” be “reluctant to engage in tasks that require sus- tained mental effort,” or be “forgetful in daily activities” (APA, 2000, p. 92). Are these symptoms of ADHD, or are they exactly what is to be expected of children who consis- tently have difficulty understanding what is being asked of them due to intellectual or language problems?
Why has this association between ability deficits and ADHD symptoms been discounted previously? One possi- ble explanation is that previous research on ADHD preva- lence and comorbidity has given priority to assessing oppositional, anxiety, mood, and substance use disorders rather than developmental disorders. For example, August, Realmutto, MacDonald, Nugent, and Crosby (2001) excluded children with an IQ less than 80 or a pervasive developmental disorder. Although they assessed children’s intelligence and academic skills, they did not consider whether children met criteria for a learning disorder even though spelling and arithmetic scores were significantly less than 100. Bauermeister et al. (2007) obtained reports on children’s school, speech, and language problems, but did not directly assess any of these.
Most knowledge about comorbidity between ADHD and other developmental disorders is based on small clinical studies. These studies focused on comorbidity between sub- sets of two or three disorders, such as ADHD and reading disorder (Ho, Chan, Leung, Lee, & Tsang, 2005), ADHD and communication disorder (Kovac et al., 2001), ADHD and motor skills disorder (Piek, Pitcher, & Hay, 1999; Pitcher, Piek & Hay, 2003), or ADHD, reading disorder, and developmental coordination disorder (Crawford & Dewey, 2008; Kaplan, Dewey, Crawford, & Wilson, 2001). Because each of these other disorders is frequently comorbid with each other (e.g., reading and communication disorders, reading and motor skills disorder, communication and motor skills disorder), it is difficult to determine how com- monly ADHD is associated with any specific developmen- tal disorder or how many developmental disorders may be present in individual cases of ADHD. Large-scale studies on comorbidity between ADHD and developmental disor- ders (e.g., Fliers et al., 2009; Martin, Piek, Baynam, Levy, & Hay, 2010; Martin, Piek, & Hay, 2006) have generally used parent or teacher reports rather than objective testing to assess abilities and have involved twins rather than repre- sentative clinical samples.
The problem with ignoring the association between motor, learning, or communication problems and symptoms of ADHD is that the association may not be due only to superficial effects (e.g., inattention interfering with learn- ing, inability to understand leading to inattention). Twin and family studies (Fliers et al., 2009; Martin, Levy, Piek, & Hay, 2006) suggest that motor skills disorder and ADHD have a shared etiology, and family and longitudinal studies
(e.g., Kovac et al., 2001; Snowling, Bishop, Stothard, Chipchase, & Kaplan, 2006) show that the presence of either ADHD or specific language impairment represents a risk for the other disorder. These and similar results suggest that one or more underlying impairments directly affect(s) performance in multiple domains.
Unfortunately, DSM-IV definitions of attention deficit and specific developmental disorders are based on the idea, originating with Morgan (1896), that specific congenital defects in brain development are responsible for specific delays in learning to sustain attention, inhibit behavior, or acquire reading, writing, arithmetic, expressive language, receptive language, or motor skills in the same way that acquired local brain impairments are responsible for various agnosias, aphasias, and apraxias. This modular and static view of developmental disorders is challenged by dynamic models in which the reciprocal interaction of neural systems underpins the acquisition of cognitive abilities (van der Maas et al., 2006), and brain defects have cascading effects on multiple neural systems (Karmiloff-Smith, 2009; Thelen & Bates, 2003). Cascade effects imply that affected children will not have specific deficits; rather, a range of cognitive functions will be affected depending on which basic pro- cesses are impaired and how they are impaired.
To improve our understanding of whether and how spe- cific developmental disorders are related to the symptoms of ADHD, we need more information about the severity and range of deficits that are present among children with ADHD. In this study, we estimate the abilities of children with ADHD in five domains: intelligence (perceptual rea- soning, verbal comprehension), language (receptive, expressive), motor coordination (fine, gross), social cogni- tion (emotion recognition, emotion understanding, theory of mind), and executive functioning (response inhibition, verbal working memory accuracy/speed). We hypothesize that not only will children with ADHD obtain significantly lower scores in many of these domains than typically devel- oping children, but also a larger proportion of children with ADHD will have deficits in one or more of these domains that are large enough to be clinically significant (e.g., 1 or 2 SD below the population mean).
If, as hypothesized, children with ADHD are pervasive low achievers, we expect that correlations among different domains will be substantially stronger in the ADHD group than in a group of typical children. The potential importance of these stronger correlations is that they represent a way to map cognitive domains that are affected by a disorder or a combination of disorders. Finally, we examine whether level of achievement is related to symptoms of ADHD and other disorders among typical children. If attention and per- formance on ability tests are functionally related in children with ADHD, we can expect that they will also be related in typical children. If attention problems are responsible for poor performance on ability tests, we expect that symptoms of ADHD will be negatively correlated with performance
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468 Journal of Attention Disorders 18(5)
on all ability tests that place demands on attention. However, if only some ability domains are related to ADHD symp- toms, this would imply that relationships between perfor- mance and attention problems cannot be regarded as the direct consequences of inattentiveness.
Method Participants
A total of 106 children ranging in age from 6 years 11 months to 14 years 10 months participated in this study. Children in the ADHD group (n = 53, mean age = 10.88 years, SD = 2.07) were recruited from Perth area schools whose records showed that the children had pediatrician diagnoses of ADHD and were currently receiving treatment for ADHD. To provide us with an index of current symptoms, parents completed the Strengths and Weaknesses of ADHD- Symptoms and Normal-Behavior (SWAN) Rating Scale (Swanson et al., 2002). The results suggested that 27 children (23 boys) had symptoms consistent with the inattentive sub- type (scores >17 on the Inattentive scale and <17 on the Hyperactivity/Impulsivity scale) and 26 children (19 boys) had symptoms consistent with the combined subtype (scores >17 on both the Inattentive and Hyperactivity/Impulsivity scales). Parents reported other disorders that had been diag- nosed. Comorbid learning disorders (n = 2) and depressive disorders (n = 4), but no physical disorders likely to affect performance, were reported. All but 9 children were taking methylphenidate or dexamphetamine.
Age- and sex-matched typically developing comparison children were selected from a larger sample (Dyck, Piek, Hay, Smith, & Hallmayer, 2006), which had been recruited from 42 schools representing the distribution of academic performance in the Perth region. Once a school had agreed to participate, participants were recruited in one of two ways. Parents of children aged 7 to 12 years received letters seeking permission to enroll their child in “Project KIDS.” Project KIDS is conducted through a child study center dur- ing school holidays and involves intensive data collection, for 1 day per child, with small groups of children (see “Procedure” below). This method resulted in the recruit- ment of 32 children aged 7 to 12 years. Parents of children aged 6 years or more than 12 years received letters seeking permission to assess their child at the school in which the child was enrolled. This method resulted in the recruitment of the remaining 21 children. The comparison group con- sisted of 53 children (42 boys) with a mean age of 10.91 years (SD = 2.09).
Measures Intelligence was measured with four subscales from the third edition of the Wechsler Intelligence Scale for Children
(WISC; Wechsler, 1992)—Vocabulary, Information, Block Design, and Picture Completion. These WISC subtests rep- resent the verbal comprehension and perceptual reasoning components of intelligence and provide a good estimate of Full Scale IQ. Each test has excellent split-half and test– retest reliability, and both criterion and concurrent validity are well established (Wechsler). Reliability of the tests in samples of children with a developmental disorder and typical children, respectively, was α = .92 and .93 for Information, α = .94 and .93 for Vocabulary, α = .90 and .96 for Block Design, and α = .89 and .92 for Picture Completion (Dyck et al., 2006).
Language ability was estimated with four subscales from the third edition of the Clinical Evaluation of Language Fundamentals (CELF; Semel, Wiig, & Secord, 1995)— Concepts and Directions, Word Classes, Recalling Sentences, and Formulated Sentences. The CELF has been standardized across a wide range of ages. Specific scales were selected because they are the only CELF scales that are administered to all age groups and because they sample receptive (Concepts and Directions, Word Classes) and expressive (Recalling Sentences, Formulating Sentences) language. These subscales have acceptable internal consis- tency (α = .54-.91), test–retest reliability (.69-.87), and concurrent validity (correlations with earlier versions [r = .42-.75] and with the Wechsler scales [r = .58-.75]; Semel et al., 1995). Reliabilities in disordered and typical samples, respectively, were α = .96 and .95 for Concepts and Directions, α = .93 and .95 for Word Classes, α = .95 and .96 for Recalling Sentences, and α = .96 and .96 for Formulating Sentences (Dyck et al., 2006).
Motor coordination was assessed with the McCarron Assessment of Neuromuscular Development (MAND; McCarron, 1997). The MAND comprises 10 tasks, of which 5 assess fine motor skills (Beads in a Box, Beads on a Rod, Nuts and Bolts, Finger Tapping, Rod on Slide) and 5 assess gross motor skills (Finger/Nose/Finger, Hand Strength, Heel to Toe Walking, Jumping, One Foot). These tasks have acceptable test–retest reliability (.67-.98), criterion validity (e.g., predic- tion of work performance), and concurrent validity (correla- tions with the O’Connor Finger Dexterity Test [r = −.41 to −.62], simple reaction time [r = −.31 to −.58], Finger Tapping [r = .35 to .53], and choice reaction time [r = −.45 to −.62]). Reliabilities in disordered and typical samples, respectively, were α = .92 and .92 for Beads in a Box, α = .86 and .89 for Beads on a Rod, α = .89 and .95 for Nuts and Bolts, α = .76 and .70 for Finger Tapping, α = .70 and .64 for Rod on Slide, α = .93 and .92 for Finger/Nose/Finger, α = .68 and .91 for Hand Strength, α = .94 and .84 for Heel to Toe Walking, α = .17 and .18 for Jumping, and α = .82 and .86 for One Foot (Dyck et al., 2006).
Social cognition. Social cognitive ability was estimated with a combination of three first-order and one second-order theory of mind tasks, an advanced theory of mind task, and
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six subscales from the Emotion Recognition Scales (Dyck, Farrugia, Shochet, & Holmes-Brown, 2004; Dyck, Ferguson, & Shochet, 2001). First-order theory of mind tasks are false belief tasks commonly used to assess differences between children with/without some disorder and included the “Sally Ann” (Baron-Cohen, Leslie, & Frith, 1985), “Smarties” (Perner, Frith, Leslie, & Leekam, 1989; Wimmer & Perner, 1983), and “Ella the Elephant” tasks (Harris, Johnson, Hutton, Andrews, & Cooke, 1989). In each task, a child is asked whether a protagonist will act consistently with the protagonist’s beliefs, known to be false, or consistently with what the test taker knows to be the true state of the world. Responses that indicate action consistent with the protago- nist’s false beliefs are scored correct. The second-order the- ory of mind task, the “John and Mary ice-cream story” (Perner & Wimmer, 1985), is identical except that a child must assess what the protagonist thinks that another person thinks. We treated these tasks as separate items on a 4-point theory of mind scale. The reliability of this scale in disor- dered and typical samples is relatively poor (α = .51 and .64; Dyck et al., 2006). The Strange Stories Test assesses the ability to provide context-appropriate mental state explana- tions for nonliteral (irony, sarcasm, lies) statements (Happe, 1994). The test is internally consistent in disordered and typical samples (α = .85; Dyck et al., 2001).
The Emotion Recognition Scales include three measures of emotion understanding ability. The Emotion Vocabulary Test measures the ability to define emotion words (What does the word “angry” mean?). The Comprehension Test measures the ability to understand the emotional conse- quences of exposure to an emotion-eliciting context (Susan is given a new bicycle for her birthday. What will Susan feel?). The Unexpected Outcomes Test measures the ability to apply reasoning skills and knowledge of the causes of emotions to explaining apparent incongruities between an emotion-elicit- ing context and the emotion elicited by the context. Items provide information about a situation that is likely to cause an emotional response in a protagonist (John likes a girl called Susan, and he wants her to go to the movies with him. When he asks her, she says “yes”). Items then indicate what emo- tion has been experienced (On their way to the movies, he is very angry). In each case, the emotion differs from what is usually expected to occur in the situation. The test taker must explain the apparent incongruity. The internal consistencies of the three emotion understanding measures in disordered and typical samples, respectively, are Emotion Vocabulary Test: α = .86 and .84; Comprehension Test: α = .78 and .79; Unexpected Outcomes Test: α = .64 and .77 (Dyck et al., 2001; Dyck, Farrugia, et al., 2004).
The Emotion Recognition Scales also include three mea- sures of emotion recognition ability. The Fluid Emotions Test (Dyck, Farrugia, et al., 2004) measures the ability to recognize static and changed/changing facial expressions of emotion. This is a computer-presented test, and items are
drawn from Matsumoto and Ekman’s (1995) color slides of adults expressing one of seven emotions (anger, contempt, disgust, fear, happiness, sadness, surprise) or a neutral expression. Each item consists of two head-and-shoulders pictures of a person expressing one of the seven emotions or a neutral expression. The test taker is asked what emotion is being expressed in the first picture. After responding, the image is transformed to another person expressing a differ- ent emotion. Participants identify, as quickly as they can, the second emotion. Speed of response is measured with a stopwatch. Two subscales were used: Initial Accuracy (ini- tial emotions correct) and Speed Given Accuracy, which is based on the speed of accurate postmorph responses. Response latencies greater than 12 s are scored 0 whether the response is accurate or not. Latencies of 9 to 12 s are scored 1, and each subsequent 1-s decrease in latency results in an incremental score of 1. Latencies less than 4 s are scored 7. The internal consistency of the Accuracy and Speed Given Accuracy subscales were observed as α = .88 and α = .88, respectively, in samples of disordered children, and α = .65 and α = .84 in typical children (Dyck et al., 2001, 2006; Dyck, Farrugia, et al., 2004).
The Vocal Cues Test (Dyck, Farrugia, et al., 2004) mea- sures the ability to recognize vocal intonations specific to seven different emotions or an emotionally neutral expres- sion. We used the “Unreal” scale in which emotions are expressed using nonsemantic content: numerals, letters, nonsense syllables. The internal consistency of the test was α = .91 in disordered children and α = .85 in typical children (Dyck, Farrugia, et al., 2004).
Working memory and response inhibition, two main com- ponents of executive functioning, were assessed with a set of computer administered tests. Working memory was assessed with two tasks, a Trailmaking/Updating Memory task and a Goal Neglect task. The Trailmaking task is a simplification of a more complex task (Rabbit, 1997) and is designed to assess working memory and behavioral inhibition. In this task, the first four letters of the alphabet are designated as the “target set,” and within this target set, the actual target changes with successive stimulus presentations (i.e., from A to B to C to D to A). Children are required to discriminate whether a letter, presented on screen, is part of the target set, and if it is, whether the letter is the current target. There are two trials of 120 stimulus presentations each, of which 20 presentations are the target stimulus. For each presenta- tion, a blue key is pressed if the stimulus is the target stimu- lus, otherwise a red key is pressed. We used the mean response time scores from each of two trials of the test.
The Goal Neglect task measures the ability to formulate and respond to goal-directed plans (Duncan, Emslie, & Williams, 1996). It requires that a test taker disregard a task requirement that has been understood and remembered to achieve some other goal. Letters and numbers are presented to the left or the right of a fixation point. Test takers are
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470 Journal of Attention Disorders 18(5)
asked to read out the stimuli on either the left or the right of the screen, and then either switch to the opposite side if a “+” sign is presented, or stay on the same side if a “−” sign is presented. There are six “switch” and six “stay” trials. In each trial, the presentation of 10 sets of stimuli (letters/ numbers) is followed by the switch or stay cue, and then three additional sets of stimuli. A trial is “passed” if, before and after the cue, there are more letters called from the cor- rect than the incorrect side, and the number of passes was the measure that we used.
Response inhibition was assessed with a modified ver- sion of the Go/No-Go task used by Shue and Douglas (1992) to assess simple motor inhibition. In this task, letters are des- ignated either as “go” (respond) or “no-go” (do not respond) stimuli, and are presented at 1-s intervals. When a go stimu- lus is presented, the child is required to press a response key as quickly as possible, and when a no-go stimulus is pre- sented, no response is required. There were two trials of the task, each consisting of 120 stimuli (60 “go” and 60 “no- go”). Responses to the “no-go” stimulus are scored as com- mission errors, and failures to respond to the “go” stimulus are scored as omission errors. In each trial, we scored the total number of commission and omission errors.
We estimated the presence and severity of ADHD and other symptoms in the typical children group with the Child Behavior Checklist (CBCL; Achenbach, 1991). The rating scale lists 113 symptoms that parents rate as “not at all true,” “sometimes true,” or “mostly true” of their child. Items are combined to form eight primary scales. The subscales include “Aggressive Behavior,” “Delinquent Behavior,” “Anxious/ Depressed,” “Somatic Complaints,” “Withdrawn,” “Social Problems,” “Thought Problems,” and “Attention Problems.” The CBCL also includes a list of “Other Problems.”
The SWAN Scale assesses the presence of ADHD symptoms of hyperactivity/impulsivity and inattention in the general population (Swanson et al., 2002). The scale comprises 18 items that correspond to the ADHD symp- toms listed in DSM-IV (e.g., “Does this child often fail to give close attention to detail and make careless mis- takes?”). Items are scored on a 7-point scale from –3 = far above average to +3 = far below average. Factor analyses carried out by Swanson et al. found that the 18 items of the SWAN load on two factors, accounting for 87% of scale variance, reflecting the inattentive and hyperactive/impul- sive symptom dimensions. The SWAN Rating Scale accu- rately identifies cases that meet diagnostic criteria for ADHD (Smalley et al., 2007; Swanson et al., 2002) and is thought to provide a realistic marker of the ADHD pheno- type for genetic research (Hay, Bennett, Levy, Sergeant, & Swanson, 2007).
Procedure This project was approved by the Human Research Ethics Committee at Curtin University. Written consent was
obtained from all parents and verbal consent from all chil- dren prior to testing. Participants in the ADHD group were individually assessed at their schools. Testing followed a prescribed order and was conducted in three sessions (2.5, 2.5, and 1.25 hr) over 2 or 3 days. Parents of children with ADHD were asked to withhold medication on days their children were tested. Participants in the comparison groups aged 7 to 12 years were assessed individually as part of Project KIDS, a project at the University of Western Australia Child Study Centre in which data are collected during school holidays. Participants in the comparison groups aged 6 years, 13 years, or 14 years were assessed individually at their schools. Procedure varied depending on whether the child was or was not assessed as part of Project KIDS.
For children participating in Project KIDS, groups of up to 12 children were scheduled for a full day (8:45 a.m. to 4:30 p.m.) of activities. On arrival at the child study center, children participated in a “getting to know you” activity. Testing was then conducted in three 90-min sessions, each of which was divided into three 30-min testing blocks. The first test session was followed by a 30-min recess, and the second by a 60-min lunch break. Testing was administered by a team of researchers. During breaks, children were provided with coloring books, pencil puzzles, and age-appropriate movies; they were also given access to an outdoor playground.
The order of test administration was not uniform. Rather, each child had his or her own schedule. Adherence to the test schedule was essential to the smooth running of the pro- gram; if scheduled activities could not be completed, they were deferred to the end of the day where 1 hr of unallo- cated time was available to administer deferred tasks. Testing was usually completed within 4.5 hr but sometimes required up to 5.5 hr. All tests except the executive function tasks were individually administered according to the instructions in the relevant manuals. Children were given individual instructions for the executive function tasks but performed the tasks in a room with up to four children.
For children not in Project KIDS, testing was done at the school of recruitment. For these children, testing was less rigidly scheduled to accommodate the shorter attention span of younger children and to minimize disruption to school activities. Testing followed a standard order designed to maximize task engagement. Because of test discontinua- tion rules, younger children usually completed fewer test items, which reduced the total time required. In most cases, testing was completed in a single day; otherwise, testing was completed within 2 days.
Data Transformations Previous research has shown that American test norms are inappropriate for West Australian samples, which achieve significantly above the norm on some tests (e.g., the Wechsler scales) and below the norm on others (e.g., the
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McCarron scales; Dyck, Hay, et al., 2004). For example, Piek and Edwards (1997) observed that their sample of 171 children had a mean verbal IQ of 111; Piek, Dworcan, Barrett, and Coleman (2000) observed that their sample of 72 children had a mean verbal IQ of 108; Pitcher, Piek, and Barrett (2002) observed that their control samples of 39 and 31 children had mean verbal IQs of 108 and 111, respec- tively; and Dyck, Hay, et al. (2004) observed a mean verbal IQ of 110. This pattern of results means that it was necessary to rescale measures of each ability construct to ensure that each standard ability score has the same mean and standard deviation in our sample. To ensure that all ability measures had the same scale, we used data from the representative sample of children from which the comparison groups were selected (Dyck et al., 2006) to create standard scores (M = 100, SD = 15) for each variable. These standard scores were then used to create a set of composite scores, an unweighted average of standard scores on tests that have been defined a priori as part of the ability domain. The composite variables were as follows: perceptual reasoning was the average of Block Design and Picture Completion (r = .39, p < .01, in typical children); verbal comprehension the average of Vocabulary and Information (r = .66, p < .01); emotion rec- ognition ability was the average of Accuracy, Speed Given Accuracy, and Vocal Cues Test (r = .27-.55, p < .01); emo- tion understanding ability was the average of Comprehension Test, Emotion Vocabulary Test, and Unexpected Outcomes Test (r = .22-.35, p < .01); theory of mind ability was the average of the false belief tasks and Strange Stories Test (r = .13, p < .01); receptive language ability was the average of Concepts and Directions and Word Classes (r = .51, p < .01); expressive language ability the average of Formulating Sentences and Recalling Sentences (r = .52, p < .01); fine motor coordination was the average of fine motor tasks (r = .11-.49, p < .01) and gross motor coordination the average of the five gross motor tasks (r = .10-.34, p < .01; for Hand Strength, Finger/Nose/Finger, r = .01, ns); response inhibi- tion was the average of the two go/no go trials (r = .50, p < .01); verbal working memory accuracy was the average accuracy score of the two trials of the Trailmaking and the Goal Neglect task (r = .59-.84, p < .01); and verbal working memory speed was the average response time and response variability of the Trailmaking/Updating memory tasks (r = .51-.81, p < .01).
Composite scores were restandardized by calculating age norms (M and SD in normative sample) for each com- posite measure so that each composite score had a mean of 100 and a standard deviation of 15.
Results Descriptive statistics for ability measures are reported in Table 1. The comparison group had mean scores close to the population mean on all variables except verbal working
Table 1. Means and Standard Deviations for Composite Ability Scores by Group.
Control ADHD
Variable Mean (SD) Mean (SD) t(df) p
PO VC EL RL FM GM ER EU TM RI WMA
101.46 (16.63) 103.49 (16.83) 101.54 (13.94) 99.89 (14.61) 99.82 (12.68)
100.56 (15.33) 99.51 (12.88)
103.15 (16.09) 99.53 (14.17) 98.26 (14.18)
102.99 (12.31)
94.66 (18.17) 86.85 (18.82) 88.18 (19.00) 87.93 (15.63) 97.92 (14.16) 89.04 (15.99) 96.36 (16.33) 92.10 (18.78) 93.41 (15.56)
102.32 (13.92) 102.60 (10.76)
2.00 (104) 4.79 (104) 4.12 (95.41) 4.06 (104) 0.72 (104) 3.78 (104) 1.11 (104) 3.25 (104) 2.11 (104) 1.48 (104) 0.17 (104)
ns .001 .001 .001 ns
.001 ns
.002 ns ns ns
WMS 106.93 (10.98) 96.50 (15.79) 3.94 (104) .001
Note: PO = perceptual organization; VC = verbal comprehension; EL = expressive language; RL = receptive language; FM = fine motor coordina- tion; GM = gross motor coordination; ER = emotion recognition; EU = emotion understanding; TM = theory of mind; RI = response inhibition; WMA = verbal working memory accuracy; WMS = verbal working memory speed.
memory speed. By contrast, the mean scores of the ADHD group were below the population mean on most variables. To assess whether the ADHD and comparison groups dif- fered significantly, we conducted independent t tests, with Levene’s formulas used to assess equality of variances and to adjust t-values and degrees of freedom when variances were unequal. To control for multiple contrasts, alpha was set at .005. These results (see Table 1) show that the ADHD group achieved lower scores than the comparison group on verbal comprehension, expressive and receptive language, gross motor coordination, emotion understanding, and ver- bal working memory speed tasks.
For several variables, the mean score of the ADHD group was about one standard deviation below the popula- tion mean, which implies that many individuals achieved much lower scores. We coded how many participants within each group achieved scores more than two standard devia- tions or more than one standard deviation below the popula- tion mean. Table 2 shows how many participants within each group exceeded the cutoffs, and Table 3 shows how many participants within each group exceeded how many cutoffs. Children in the ADHD group were twice as likely to have at least one score more than two standard deviations below the mean, χ2(1) = 8.80, p < .01, and also more likely to have at least one score more than one standard deviation below the mean, χ2(1) = 6.01, p < .05, as the comparison group. Low-scoring children in the ADHD group were 4 times as likely to have more than two, χ2(1) = 10.03, p < .01, or three, χ2(1) = 4.97, p < .05, scores below the two–standard deviation threshold and 2 to 3 times as likely to have two,
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472 Journal of Attention Disorders 18(5)
Table 2. Number of Participants in Each Group Achieving Scores More Than 2 and More Than 1 Standard Deviations Below the Population Mean.
Control ADHD <2 SD <1 SD
Variable
PO VC EL RL FM GM ER EU TM RI WMA WMS
Total
<2SD
2 2 2 2 1 2 1 1 3 2 2 2
22
<1SD
9 5 5 9 4 7 7 8 9
10 4 1
78
<2SD
8 9
13 4 1 9 4 7 6 0 1 1
63
<1SD
12 27 23 20 10 20 13 18 15 7 2 8
175
c2(df)
3.97 (1) 4.97 (1) 9.39 (1) 0.70 (1) 0.00 (1) 4.97 (1) 1.88 (1) 4.86 (1) 1.09 (1) 2.03 (1) 0.34 (1) 3.08 (1)
p
.046
.026
.002 ns ns
.026 ns
.027 ns ns ns ns
c2(df)
0.53 (1) 21.66 (1) 15.72 (1) 5.74 (1) 2.96 (1) 8.39 (1) 2.21 (1) 5.09 (1) 1.93 (1) 0.63 (1) 0.70 (1) 5.95 (1)
p
ns .001 .001 .017 ns
.004 ns
.024 ns ns ns
.015
Note: PO = perceptual organization; VC = verbal comprehension; EL = expressive language; RL = receptive language; FM = fine motor coordination; GM = gross motor coordination; ER = emotion recognition; EU = emotion understanding; TM = theory of mind; RI = response inhibition; WMA = verbal working memory accuracy; WMS = verbal working memory speed.
Table 3. Number of Significant Ability Deficits per Participant, by Group.
Control ADHD
Number of deficits <2 SD <1 SD <2 SD <1 SD
0 1 2 3 4 5 6 7 8 9
39 10 2 2
19 16 8 3 2 2 2 1
24 12 8 4 3
1 1
8 8 7 7 8 2 5 6 1
10 1
χ2(1) = 13.64, p < .001, or three scores, χ2(1) = 16.06, p < .001, below the one–standard deviation threshold as com- parison children. Very low scores were most common where the ADHD and comparison groups differed significantly: verbal comprehension, expressive and receptive language, gross motor coordination, emotion understanding, and ver- bal working memory speed.
To assess whether the relatively pervasive low achieve- ment of the ADHD group was associated with stronger correlations between variables in this group, Pearson cor- relations between the measured domains were calculated
separately for each group (see Table 4). Table 4 highlights cases where a correlation differed significantly from zero in one group but not the other group, or, in cases where the correlation differed from zero in both groups, the cor- relation was significantly stronger in one group than the other. According to these criteria, 27 of 66 coefficients differed across the two groups, and in 24 cases, the cor- relation was stronger in the ADHD group. Correlations differed most often when one of the variables was verbal working memory speed (8 coefficients) or expressive lan- guage (7 coefficients), including the correlation between these variables. Apart from correlations involving these variables, the most affected abilities were gross motor skills and emotion understanding ability, each with 4 stron- ger coefficients (including between these variables). The 3 correlations that were stronger in typical children involved correlations between receptive language and both emotion understanding and verbal working memory accuracy and between this latter variable and working memory speed.
Finally, data from typical children were used to assess Pearson correlations between ability scores and parent- rated attention and other problems (see Table 5). Table 5 shows that the symptom scales most closely related to ADHD (attention, aggression, delinquent behavior) were significantly correlated with ability scores, especially intel- ligence, language, and motor skills scores. Across all CBCL scales, symptoms were most commonly associated with poor gross motor coordination (seven significant correla- tions; r = −.25 to −.40) and with poor expressive language
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Dyck and Piek 473
Table 4. Correlations Between Ability Scores by Sample.
2 3 4 5 6 7 8 9 10 11 12
1. Perceptual TC .57** .08 .35** .19 −.07 .13 .01 .14 −.08 .09 .04 organization ADHD .59** .47** 56** .34* .16 .25 .13 .42** .17 .08 .28*
2.Verbal TC .33*a .57** .21 .00 .28* .37** .38** −.08 .14 .14 comprehension ADHD .70**a .45** .16 .28* .45** .43** .56** .01 .05 .42*
3. Expressive language TC .63** −.00 .05 .15 .49** .31*a .09 .05 .07 ADHD .62** .03 .17 .28* .35** .58**a .36** .38** .38**
4. Receptive language TC .18 .09 .20 .51** .40** .01 .29* .16 ADHD .14 .15 .24 .19 .49** .33* .22 .40**
5. Fine motor TC .59** .23 .01 .16 −.25 .15 .22 ADHD .55** .40** .17 .05 .07 −.04 .38**
6. Gross motor TC .03 .02 .12 .07 .17 .17 ADHD .38** .39** .27* .01 .00 .37**
7. Emotion recognition TC .26 .12 .03 .21 .33* ADHD .45** .23 .00 .06 .57**
8. Emotion TC .08 −.04 .17 .15 understanding ADHD .30* .19 .17 .12
9.Theory of mind TC .18 .10 .08 ADHD .00 .09 .32*
10. Response inhibition TC .02 −.23 ADHD .55** .00
11.Working memory TC .36** accuracy ADHD .12
12.Working memory TC speed ADHD
Note:TC = typical children. Correlations that differ significantly from each or differ because a correlation is significant in one sample but not the other are in bold. aCorrelations differ significantly from each other at .10 level, two-tailed. *Significant at the .05 level, two-tailed. **Significant at the .01 level, two-tailed.
Table 5. Correlations Between Ability Scores and CBCL Symptom Scores in Typically Developing Children.
Aggression Anxious/Depressed Attention Delinquent Other Social Somatic Thought Withdrawn
PO −.12 .00 −.25* −.30* −.11 −.01 −.11 −.00 .04 VC −.20 −.00 −.31* −.34* −.13 −.13 −.11 −.01 .07 EL −.28* −.15 −.33* −.29* −.26* −.28* −.08 −.16 −.24* RL −.30* −.17 −.27* −.30* −.25* −.25* −.25* −.19 −.13 FM −.29* −.16 −.29* −.23* −.18 −.25* −.31* −.20 −.09 GM −.38* −.33* −.25* −.21 −.31* −.40* −.31* −.33* −.23 ER −.03 −.04 −.18 −.12 −.16 −.09 .01 −.01 .00 EU −.04 .01 −.09 −.08 −.00 −.02 −.04 .02 −.00 TM −.17 −.10 −.07 −.15 −.27* −.07 −.11 .00 −.01 RI −.05 .04 −.01 .05 .02 −.01 −.00 .13 .07 WMA −.03 −.01 .09 .07 −.04 −.02 −.06 −.04 −.00
WMS −.06 .05 −.00 −.15 .00 −.06 .00 .09 .11
Note: CBCL = Child Behavior Checklist; PO = perceptual organization; VC = verbal comprehension; EL = expressive language; RL = receptive language; FM = fine motor coordination; GM = gross motor coordination; ER = emotion recognition; EU = emotion understanding; TM = theory of mind; RI = response inhibition; WMA = verbal working memory accuracy; WMS = verbal working memory speed. *Correlation is significant at the .05 level (one-tailed).
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474 Journal of Attention Disorders 18(5)
ability (six significant correlations; r = −.24 to −.33). In general, social cognition and verbal working memory vari- ables were not related to symptoms.
Discussion The first aim of this research was to determine the breadth and severity of ability deficits among children with ADHD, partly to determine what proportion of these children have clinically significant deficits and what proportion are perva- sive low achievers. It was expected that low achievement in the ADHD group would be associated with stronger correla- tions among ability variables in this group and that the pat- tern of stronger than usual correlations would permit us to estimate what cognitive functions might be less differenti- ated among children with ADHD. The results indicated that children with ADHD typically (85%) have at least one mild ability deficit (>1 SD below population mean), usually (55%) have at least one severe deficit (>2 SDs below mean), and usually (55%) have pervasive ability deficits (three or more scores >1 SD below population means). The results also indicated that a large proportion (45%) of correlations among ability variables are stronger in the ADHD group, especially correlations between expressive language or ver- bal working memory speed and other variables. This pattern of results suggests that language and executive functions are less well differentiated in a subset of children with ADHD than in typically developing children and also suggests that the impairments responsible for this lack of differentiation may contribute directly to the poor language and language- dependent abilities of a subset of children with ADHD.
Co-Occurring Ability Deficits or Disorders DSM-IV-TR (APA, 2000) says that “on average, intellectual level, as assessed by individual IQ tests, is several points lower in children with [ADHD] compared with peers” (p. 88). Our results indicate that this is not the case in terms of verbal intelligence. On average, verbal intellectual level in the ADHD group was 16 points lower than in the compari- son group, and more than half of the ADHD group had scores that placed them below the 15th percentile of their peers. Comparable results were obtained for measures of expressive and receptive language, where 43% and 37%, respectively, of children with ADHD scored below the 15th percentile. Performance on the most language-dependent measures, including emotion understanding and theory of mind tasks, was also poor in the ADHD group, with 33% and 27% of children, respectively, scoring below the 15th percentile. More broadly, children with ADHD were also more likely to have ability deficits on gross motor tasks that make minimal demands on language: 37% of children in the ADHD group scored below the 15th percentile on gross motor tests.
These results are consistent with those of Kaplan et al. (2001) who found that 40% of children with ADHD had one other disorder, 28% had two other disorders, and a further 12% had three or more disorders in addition to ADHD. The results are also consistent with research showing that ADHD symptoms are specifically related to deficits in verbal comprehension, receptive and expressive language, and gross motor coordination. Watemberg, Waiserberg, Zuk, and Lerman-Sagie (2007) found that 55.2% of a consecutive sample of 91 children with ADHD met diagnostic criteria for developmental coordination disorder, 23.2% for expressive language disorder, and 9.5% for phonological disorder. Conversely, McGrath et al. (2008) found that among children with a speech sound disorder and specific language impairment, 39% met diagnostic criteria for ADHD. The specific associa- tion with language and motor skills problems suggests that in some cases, ADHD symptoms may be functionally related to the conditions responsible for the language or motor skills problems.
Functional Relationships Among Language, Motor Skills, and Attention The relatively pervasive low achievement of children with ADHD implies that correlations between ability variables are stronger in the ADHD group than in the group of typical children (Dyck et al., 2006). Where correlations are stronger, the respective abilities are less independent of each other, or less well differentiated, which means that performance of the respective tasks is achieved by abnormal physiological means compared with typical children (Belmonte & Yurgelun-Todd, 2003). Our results indicate that many abili- ties are less well differentiated among children with ADHD, and especially that expressive language, the speed of work- ing memory, and, to a lesser extent, gross motor and emotion understanding abilities are more strongly related to each other and to other abilities among children with ADHD. These results are consistent with research pointing to shared impairments across attention, language, and motor skills in attention, language, and motor skills disorders.
There is accumulating evidence that motor skills prob- lems are associated with impaired attention and executive functions (Alloway & Archibald, 2008; Mandich, Buckolz, & Polatajko, 2002, 2003; Martini, Wall, & Shore, 2004; Piek, Dyck, Francis, & Conwell, 2007; Piek et al., 2004; Tsai, Yu, Chen, & Wu, 2009; Wilmut et al., 2007) and that motor skills disorder and ADHD have a shared etiology (Fliers et al., 2009; Martin et al., 2006). More than a quarter of a century ago, Gillberg and colleagues noted the strong association between disorders of attention, motor control, and perception (DAMP; Gillberg, 1983; Gillberg & Rasmussen, 1982) and noted also that in severe cases, speech and language impair- ments were also present (Gillberg, 2003). It has subsequently
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Dyck and Piek 475
been shown that DAMP—the combination of ADHD and motor skills problems—results in a much poorer prognosis than ADHD alone (Rasmussen & Gillberg, 2000). What this evidence suggests is that motor skills problems should not be discounted as secondary to hyperactivity in a child with ADHD (as suggested in the DSM-IV), but regarded as some- thing that defines the disorder as one that may be more dis- abling in the long term.
There is less evidence of executive functioning deficits in children with language impairments, but Wisdom, Dyck, Piek, Hay, and Hallmayer (2007) found that children with receptive expressive language disorder had substantial and significant deficits in verbal working memory and response inhibition. Recent research has also provided strong evi- dence of attention problems in these children. Montgomery, Evans, and Gillam (2009) observed that children with a specific language impairment performed more poorly than typical children on auditory sustained attention and attention-allocation tasks and also found that performance on these tasks was correlated with sentence comprehension in the language impairment group. Spaulding, Plante, and Vance (2008) found that the deficit in sustained attention was specific to auditory tasks under a high attention load condition. Stevens, Sanders, and Neville (2008) showed that a deficit in selective auditory attention among children with specific language impairment occurred at the earliest stages of sensory processing. Bishop and McArthur (2005) showed that although the age-inappropriate auditory event-related potentials of children with specific language impairment improve over time, they remain age-inappropriate and some- times have wave forms unlike those of typical children of any age. Whether these auditory problems are sufficient to cause behavioral symptoms of inattention is not known, but our finding that language abilities are significantly related to inattention, aggression, and delinquent behavior in typical children is consistent with this idea.
Consequence, Comorbidity, or Contributing Cause? Based on cross-sectional research, neither we nor anyone else can answer the question of whether deficits in language, motor skills, and other abilities among children with ADHD are a consequence of ADHD symptoms, are independent of ADHD, or contribute to causing ADHD symptoms. But the pattern of results is consistent with the idea that some ability deficits and ADHD symptoms are linked to the same under- lying impairment, which may also mean that among chil- dren with ADHD, the cause of the disorder may differ for children with and without accompanying deficits.
There are several reasons for discounting the idea that other performance deficits are a consequence of ADHD. The first reason is that the frequency and magnitude of defi- cits in the ADHD group are so great that attributing them to inattention is not credible: Severe deficits in intelligence,
language, social cognition, and gross motor skills are 2 to 7 times as common among children with ADHD as among typical children. The second reason is that ADHD symp- toms are associated with deficits in some, but not all, domains. In typical children, inattentiveness, aggressive- ness, and delinquency are correlated with intellectual, lan- guage, and motor skills, but not with social cognition or executive functions. Among children with ADHD, low achievement is also not uniform across domains: perceptual organization, fine motor skills, response inhibition, theory of mind, and working memory accuracy are unaffected, whereas verbal comprehension, expressive language, and gross motor skills are severely affected. In both groups, lan- guage and gross motor skills are most strongly associated with attention symptoms or the disorder. If inattentiveness causes poor performance, given that there are no obvious differences among the tasks in the demands they place on attention, why does it not affect performance in all domains? The third reason why ability deficits are not attributable to ADHD also explains why ability deficits are not indepen- dent of ADHD: Stronger correlations among variables in the ADHD group indicate that the structure of ability among children with ADHD differs from that observed in typical children. In particular, the speed of working memory and expressive language are more closely related to each other and to other variables in children with ADHD. In children with language and other deficits, inattentiveness may result from the fact that processing of executive tasks has not been differentiated from processing language and other tasks. In children with ADHD but no other substantial deficits, inat- tentiveness would result from some other impairment.
Limitations We did not conduct comprehensive clinical assessments of children in our ADHD samples, nor did we conduct follow- up assessments of language, intellectual, or other abilities with complete standardized assessment batteries. This means that we cannot be sure that children with poor lan- guage, motor skills, or other ability scores would have met diagnostic criteria for any developmental disorder. Because parents of children with ADHD were asked to withhold their children’s medication for 18 hr prior to testing, perfor- mance on ability tests may have been affected by inatten- tion or other ADHD symptoms. Differences between groups may also have been due to other uncontrolled fac- tors, including possible group differences in fatigue or effort. Because the children with ADHD were screened to ensure that they currently met behavioral criteria for ADHD, our samples may have been nonrepresentative insofar as they may not have been having therapeutic responses to medication. By implication, it may be nonre- sponders who are more likely to have comorbid language or motor skills problems.
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476 Journal of Attention Disorders 18(5)
Conclusion
Inattention and other symptoms of ADHD can adversely affect a child’s performance in school and on standard abil- ity tests, and so it has been standard practice to defer assess- ment of scholastic and other abilities in a child with ADHD until ADHD symptoms have been treated (Pliszka et al., 2007). This practice has been justified because it increases the chance of obtaining reliable and valid estimates of a child’s abilities. However, given how frequently delays in acquiring language or motor skills accompany ADHD, this practice results in the underestimation of the severity and range of developmental problems among children with ADHD. Clinicians may be prevented from recognizing that a child’s inattention is due to impairments related to a lan- guage or motor skills disorder. It is certainly the case that no speech or language or motor skills disorders were reported by the parents of children in our ADHD sample, despite the severity of language and motor skills problems that we observed in some cases.
Children with ADHD typically have at least mild delays or deficits in verbal comprehension, language, or motor skills. These delays may result from neuropsychological impair- ments that also affect attention and so may contribute directly to a child’s inattention. These delays may also interact with other impairments responsible for ADHD to make the child’s disorder more severe and more disabling. It is essential that children who have been diagnosed with ADHD undergo com- prehensive screening to assess for the presence of develop- mental delays, especially in the areas of language and motor skills, with which ADHD is differentially associated.
Declaration of Conflicting Interests
The author(s) declared no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or publication of this article: This research was supported by grants from the National Health and Medical Research Council and the Research Centre for Applied Psychology, Curtin University.
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Author Biographies
Murray J. Dyck, PhD, is a professor of clinical psychology and director of clinical psychology training in the School of Applied Psychology at the Gold Coast campus of Griffith University. Much of his research concerns the assessment and classification of psychological disorders.
Jan P. Piek, PhD, is a professor of developmental psychology and director of research and development in the School of Psychology and Speech Pathology at Curtin University. She has established several research programs in the fields of motor development and developmental disability.
Downloaded from jad.sagepub.com at FLORIDA INTERNATIONAL UNIV on June 17, 2015
Trends in the Prevalence of Developmental Disabilities in US Children, 1997–2008
WHAT’S KNOWN ON THIS SUBJECT: US data on the changes in the prevalence of developmental disabilities are scarce. Although there are a few studies on individual disabilities, data examining the impact of the full range of developmental disabilities are unavailable.
WHAT THIS STUDY ADDS: Developmental disabilities make a significant contribution to overall childhood health. We show the health disparities that exist for specific populations and how selected conditions have increased over the past 10 years.
abstract OBJECTIVE: To fill gaps in crucial data needed for health and educa- tional planning, we determined the prevalence of developmental dis- abilities in US children and in selected populations for a recent 12-year period.
PARTICIPANTS AND METHODS: We used data on children aged 3 to 17 years from the 1997–2008 National Health Interview Surveys, which are ongoing nationally representative samples of US households. Parent- reported diagnoses of the following were included: attention deficit hyperactivity disorder; intellectual disability; cerebral palsy; autism; seizures; stuttering or stammering; moderate to profound hearing loss; blindness; learning disorders; and/or other developmental delays.
RESULTS: Boys had a higher prevalence overall and for a number of select disabilities compared with girls. Hispanic children had the low- est prevalence for a number of disabilities compared with non- Hispanic white and black children. Low income and public health insur- ance were associated with a higher prevalence of many disabilities. Prevalence of any developmental disability increased from 12.84% to 15.04% over 12 years. Autism, attention deficit hyperactivity disorder, and other developmental delays increased, whereas hearing loss showed a significant decline. These trends were found in all of the sociodemographic subgroups, except for autism in non-Hispanic black children.
CONCLUSIONS: Developmental disabilities are common and were re- ported in �1 in 6 children in the United States in 2006 –2008. The number of children with select developmental disabilities (autism, at- tention deficit hyperactivity disorder, and other developmental delays) has increased, requiring more health and education services. Additional study of the influence of risk-factor shifts, changes in acceptance, and benefits of early services is needed. Pediatrics 2011;127:1034–1042
AUTHORS: Coleen A. Boyle, PhD,a Sheree Boulet, PhD,a
Laura A. Schieve, PhD,a Robin A. Cohen, PhD,b Stephen J. Blumberg, PhD,b Marshalyn Yeargin-Allsopp, MD,a
Susanna Visser, MS,a and Michael D. Kogan, PhDc
aNational Center on Birth Defects and Developmental Disabilities and bNational Center for Health Statistics, Centers for Disease Control and Prevention, Atlanta, Georgia; and cMaternal and Child Health Bureau, Health Resources and Services Administration, Rockville, Maryland
KEY WORDS developmental disabilities, prevalence, autism, attention deficit hyperactivity disorder
ABBREVIATIONS NHIS—National Health Interview Survey ADHD—attention deficit hyperactivity disorder
All authors made substantial intellectual contributions to the study, including the conception and design, acquisition of data, analysis, and interpretation. All authors participated actively in the drafting and revising of the manuscript. Finally, all authors approved the final version that was submitted for publication. Dr Coleen A. Boyle had full access to all the data and takes responsibility for the integrity of the data and accuracy of the data analysis and contributed to the study design and concept, analysis and interpretation of the data, drafting of the manuscript, critical review of the manuscript, and statistical analysis. Dr Sheree Boulet contributed to the study design and concept, acquisition of the data, analysis and interpretation of the data, and critical review of the manuscript. Dr Laura Schieve contributed to the study design and concept, analysis and interpretation of the data, drafting of the manuscript, and critical review of the manuscript. Dr Robin A. Cohen contributed to the acquisition of the data and analysis and interpretation of the data. Dr Stephen J. Blumberg contributed to the analysis and interpretation of the data, drafting of the manuscript, and critical review of the manuscript. Dr Marshalyn Yeargin-Allsopp contributed to the analysis and interpretation of the data, drafting of the manuscript, and critical review of the manuscript. Dr Susanna Visser contributed to the analysis and interpretation of the data, drafting of the manuscript, and critical review of the manuscript. Dr Michael D. Kogan contributed to the analysis and interpretation of the data, drafting of the manuscript, and critical review of the manuscript.
The findings and conclusions in this report are those of the authors and do not necessarily represent the official position of the Centers for Disease Control and Prevention or the Health Resources and Services Administration.
www.pediatrics.org/cgi/doi/10.1542/peds.2010-2989
doi:10.1542/peds.2010-2989
Accepted for publication Feb 25, 2011
Address correspondence to Coleen A. Boyle, PhD, National Center on Birth Defects and Developmental Disabilities, Centers for Disease Control and Prevention, 1600 Clifton Rd, Atlanta, GA 30333. E-mail: cboyle@cdc.gov
(Continued on last page)
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Data on the prevalence of developmen- tal disabilities have been used to de- scribe the importance of these health problems and to assess the educa- tional, medical, and social support needs for children with developmental disabilities and their families. Esti- mates of the prevalence of develop- mental disabilities in US children on the basis of the 1988 National Health Interview Survey (NHIS) indicated that 16.8% of children younger than 18 years of age had lifelong conditions arising in early childhood as a result of cognitive or physical impairment or a combination of the 2.1 Findings from more recent surveys that used a more restrictive definition of developmental disabilities suggested that 13.2% of children had 1 or more developmental disabilities during 1997–2005 and 1.6% had 3 or more developmental disabili- ties.2 These studies also documented the considerable impact of the disorders as measured by higher rates of health and special-education service use for chil- dren with developmental disabilities compared with children without devel- opmental disabilities.
A number of factors may have influenced the prevalence of developmental disabil- ities over the past 10 to 15 years, includ- ing improved survival of the growing number of children born preterm or with birth defects or genetic disorders, such as spina bifida and Down syn- drome,3 whose improved survival may be offset by a disproportionate burden of neurologic and other impairments.4,5
Other trends and medical practice changes that might contribute to a re- duction of developmental disabilities in the population include increases in pre- natal diagnosis and therapeutic abor- tion, older maternal age, new infant vac- cines, and the expansion of newborn screening.6,7 Finally, increased aware- ness and improved diagnosis, particu- larly for conditions with a behavioral phenotype, such as autism or attention
deficit hyperactivity disorder (ADHD), may have contributed to changes over time.
Since 1997, the NHIS has routinely in- cluded questions on a broad array of developmental disabilities among chil- dren younger than 18 years of age. This survey, with population-based annual samples and consistent verbiage in in- dividual disability condition questions, is ideal for monitoring trends in prev- alence over time. We used data for a 12-year time period (1997–2008) to ex- amine (1) the national prevalence of developmental disabilities according to major demographic and socioeco- nomic characteristics and (2) changes in the prevalence of developmental disabilities over time.
PARTICIPANTS AND METHODS
We used the Family Core and Sample Child Components of the NHIS from 1997 to 2008. The NHIS is an ongoing annual survey, conducted by the Cen- ters for Disease Control and Preven- tion, National Center for Health Statis- tics, that uses a multistage probability sample to estimate the prevalence of a number of health conditions in the ci- vilian noninstitutionalized population of the United States.8,9 Demographic and health data on family members
are obtained through an in-person in- terview with a knowledgeable adult family member. For the Sample Child component, more detailed data are ob- tained for 1 randomly selected child younger than 18 years of age. For more than 90% of the children included in the NHIS Sample Child component, the knowledgeable adult interviewed was a parent or legal guardian.
The current analysis was limited to children aged 3 to 17 years (total 1997–2008 unweighted sample size: 119 367). Children younger than 3 years of age were excluded because many developmental disabilities are not recognized or diagnosed before that age. The average household re- sponse rate for the NHIS was 88.3% (range of annual rates: 84.9 –91.8%); the average conditional response rate for the sample child component was 91.2% (range: 85.6–93.7%).
The specific conditions assessed were as follows: ADHD; cerebral palsy; autism; seizures; stammering or stuttering; mental retardation; moderate to pro- found hearing loss; blindness; learning disorders; and other developmental de- lays (see Table 1 for the survey ques- tions). The same set of questions were asked over the 11 survey years; the ex-
TABLE 1 The NHIS Questions on Developmental Disabilities, 1997–2008
Condition Survey Question
ADHD/attention deficit disorder (ADD),a
autism, cerebral palsy, mental retardation,b and other developmental delay Seizures and stuttering or stammering
Moderate to profound hearing loss
Blindness Learning disability
“Has a doctor or health professional ever told you that [survey child] had any of the following conditions?”
“During the past 12 months, has [survey child] had any of the following conditions?” “Which statement best describes [survey child’s] hearing without a hearing aid: good, a little trouble, a lot of trouble, or deaf?”c
“Is [survey child] blind or unable to see at all?” “Has a representative from the school of a health professional ever told you that [survey child] has a learning disability?”
a NHIS shifted from asking about ADD in 1997–1999 to asking about ADD and ADHD in 2000 and later. b Referred to as intellectual disability in the text and tables. c Categories were revised in 2008 to the following: excellent; good; a little trouble; moderate trouble; a lot of trouble; and deaf. Moderate to profound hearing loss included the categories of deaf and a lot of trouble hearing for 1997–2007 and moderate trouble, a lot of trouble, and deaf for 2008.
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ception was an expansion of the hearing-loss categories in 2008 (see Table 1 for details). Although the NHIS questionnaire used the term “mental retardation,” to be more closely aligned to currently accepted termi- nology, we refer to this condition as “intellectual disability.”10 The time frame for the majority of the questions refers to whether the child was “ever” diagnosed with the condition; for sei- zures and stuttering or stammering the reference period was the “past 12 months,” and moderate to profound hearing loss and blindness referred to the current status of the child. A child was considered to currently have a condition if there was an affirmative response, regardless of the time frame of the questions. There was sub- stantial collinearity between learning disabilities and intellectual disabili- ties, and we therefore report learning disabilities as a consequence of the in- tellectual disability rather than a co- occurring condition. That is, children with reported intellectual disabili- ties and learning disabilities were only included in the intellectual dis- ability category.
We examined the prevalence of any parent-reported developmental dis- abilities and of each individual devel- opmental disability for the 12-year pe- riod combined and assessed how the estimates varied by a number of demo- graphic and socioeconomic character- istics, including the child’s age; gender and race/ethnicity; mother’s educa- tion; total family income level from all sources, including supplemental secu- rity income (with income defined rela- tive to the federal poverty level); and health insurance status (any public, private-only, no health insurance re- ported). Children covered by both pri- vate insurance and the state’s Medic- aid programs are included under “any public.” We also assessed secular trends for each disability over 4 3-year
time intervals (1997–1999; 2000–2002; 2003–2005; and 2006 –2008). For the disabilities with statistically signifi- cant temporal trends, we conducted additional analyses to determine whether trends were uniform within the demographic and socioeconomic subgroups. Income stratification in this report is based on both reported and imputed income.11
Prevalence estimates were weighted using NHIS weights to represent the US noninstitutionalized population of chil- dren. Variance estimates were pro- duced using Sudaan software to ac- count for the complex NHIS sample design. �2 Tests were used to deter- mine whether the prevalence esti- mates differed among the various groups being compared. Wald-F tests were used to assess linear trends over the 4-calendar-year time periods. All associations and differences de- scribed in the text were statistically significant at the P � .05 level. Human subject review was not required for this analysis of publicly available data.
RESULTS
Prevalence and Demographic Characteristics
The prevalence of any developmental disability in 1997–2008 was 13.87% and ranged from 0.13% for blindness to 6.69% for ADHD and 7.66% for learn- ing disabilities (Table 2). In general, there was higher prevalence in older children for conditions likely to be first recognized or confirmed in the school years, including ADHD and learning disabilities. Little change across age groups was noted for cerebral palsy, moderate to profound hearing loss, and other developmental delays. There was a lower prevalence in older chil- dren for stuttering or stammering. Hispanic children had a lower preva- lence of several disorders relative to non-Hispanic white and black chil- dren, including ADHD and learning
disabilities; the prevalence of other developmental delays was higher only in comparison to non-Hispanic white children. Stuttering or stammer- ing was reported more often in non- Hispanic black children than non- Hispanic white children. Boys had twice the prevalence of any developmental dis- ability and excess prevalence for ADHD, autism, learning disabilities, stuttering or stammering, and other developmen- tal delays, specifically.
There was a nearly twofold higher prevalence of any reported develop- mental disability among children in- sured by Medicaid relative to those in- sured by private insurance, and this pattern was statistically significant for ADHD, learning disabilities, intellec- tual disabilities, seizures, stuttering or stammering, and other develop- mental delays. Family incomes below the federal poverty level were associ- ated with a higher prevalence of parent-reported developmental dis- abilities overall and learning disabili- ties, intellectual disabilities, stuttering or stammering, and other develop- mental delays, specifically. Lower ma- ternal education (ie, any attainment less than a college degree) was associ- ated with a higher prevalence of any de- velopmental disabilities, learning dis- abilities, and stuttering or stammering.
Time Trends
For all developmental disabilities com- bined, there was a small, but statisti- cally significant, linear increase in the prevalence over the 4 time periods, from 12.84% in 1997–1999 to 15.04% in 2006–2008 (Table 3). Of the individual disorders, ADHD and autism showed significant and successive increases over time. Other developmental delays, a catch-all category, also showed sig- nificant increases over the time pe- riod, but the increase was observed only between the most recent 2 inter- vals (from 2003–2005 to 2006–2008).
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ADHD, because of its considerably higher prevalence, was chiefly respon- sible for the upward trend in the over- all prevalence of developmental dis- abilities, with a 33% increase in prevalence from 1997–1999 to 2006– 2008. Autism, however, showed, by far, the largest relative increase, with nearly a fourfold change from a prevalence of 0.19% in 1997–1999 to 0.74% in 2006– 2008. Moderate to profound hearing loss was the only disorder to decline in prev- alence, showing a 31% decrease from 1997–1999 to 2006–2008.
Although the magnitude of the change varied somewhat among the various descriptive factors (Table 4), in gen- eral, we observed upward trends in the parent-reported prevalence of ADHD and autism and a decrease for moderate to profound hearing loss. One exception was race/ethnicity and autism, with a lack of a significant in- crease in non-Hispanic black children.
DISCUSSION
Developmental disabilities affect a sig- nificant proportion of children in the United States. We found that 15% of children aged 3 to 17 years, or nearly 10 million children in 2006 –2008, had a developmental disability on the basis of parent report. The 17% increase in prevalence over the 12-year period represents �1.8 million more children with developmental disabilities in 2006–2008 than a decade earlier.
It is difficult to corroborate the overall prevalence reported in this study be- cause of the lack of comparable stud- ies using a similar grouping of condi- tions. In comparing the prevalence for individual disorders, however, we find good agreement for some of the prev- alence estimates. A comparable high prevalence of ADHD recently was re- ported from the 2003–2007 National Survey of Children’s Health, using a similar set of parent-reported survey questions.12 Prevalence rates for au- TA BL E 2 Pr ev al en ce
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TABLE 3 Trends in Prevalence of Specific Developmental Disabilities in Children Aged 3 to 17 Years, NHIS, 1997–2008
Disability n All Years, % 1997–1999, % 2000–2002, % 2003–2005, % 2006–2008, % Percent Change (Unweighted) 1997–1999
versus 2006–2008c
Any developmental disability 15956 13.87 12.84 13.70 13.88 15.04 17.1d
ADHD 7652 6.69 5.69 6.71 6.77 7.57 33.0d
Autism 537 0.47 0.19 0.35 0.59 0.74 289.5d
Blind/unable to see at all 160 0.13 0.11 0.15 0.12 0.13 18.2 Cerebral palsy 305 0.39 0.39 0.43 b b b
Moderate to profound hearing loss 533 0.45 0.55 0.44 0.42 0.38 30.9 Learning disability 8154 7.04 6.86 7.24 6.82 7.24 5.5 Intellectual disabilitya 868 0.71 0.68 0.73 0.75 0.67 �1.5 Seizures, past 12 months 792 0.67 0.66 0.65 0.66 0.72 9.1 Stuttered or stammered, past 12 months 1924 1.60 1.63 1.40 1.69 1.68 3.1 Other developmental delay 3978 3.65 3.40 3.28 3.67 4.24 24.7d
Source: Centers for Disease Control and Prevention, National Center for Health Statistics, NHIS. a Survey question asked about mental retardation, but we refer to the condition as intellectual disability. b We excluded cerebral palsy from the analysis for 2004–2007 because of the high likelihood of interviewer error arising from a questionnaire change in 2004. c Percent change between 1997–1999 and 2006–2008. d Test of linear trend over 4 time periods, P � .05.
tism, cerebral palsy, seizures, blindness, and stuttering or stammering are com- parable with those from several population-based prevalence studies us- ing varied study methods.13–18 This is particularly relevant for seizures, where the nomenclature, as en- dorsed by the International League Against Epilepsy, for recurrent sei- zures is epilepsy and not seizures or seizure disorder.18 The prevalence of moderate to profound hearing loss was considerably higher, whereas the prevalence of intellectual disabil- ities was �50% lower than findings from a population-based surveil- lance program that requires audi- tory test results for moderate to pro- found hearing loss and cognitive test results for intellectual disabilities.17
A number of factors may have influ- enced these discordant findings, in- cluding a more restrictive case defi- nition in the records-based surveillance program for moderate to profound hearing loss (ie, bilat- eral measured loss of 40 dB or greater) than that used in the NHIS analysis. In the case of intellectual disabilities, and particularly mild in- tellectual disabilities, because test- ing often is done in the context of educational placement, the parent or
guardian may never have been told that their child’s test results sug- gested functioning in the intellectual disabilities range. Also, since 1997, fed- eral law has allowed for state and local education agencies to extend the use of the less-specific “developmental de- lay” category up to 9 years of age, en- abling many children to not require a more specific education classifica- tion, such as intellectual disability.19
Some of these children may have been identified in the NHIS by the question “other developmental delay,” as sug- gested by the high and increasing prevalence for this category.20 Al- though it is not clear what specific functional problems children with other developmental delays have, Bou- let et al2 showed that 76% have a co- occurring developmental disability and that learning disabilities and ADHD were the most frequent co-occurring conditions.
The 17% increase in all developmental disabilities over the 12 years was caused in large part by shifts in the prevalence of ADHD and autism. In- creases in autism during the mid- 1990s to late 1990s and continuing through the late 2000s have been noted in a number of studies14,19,21–23
using varying definitions of autism and study designs, ranging from adminis- trative educational and service system data to retrospective studies of suc- cessive birth cohorts of children. Al- though data on trends in ADHD are less available, they support a similar in- crease.23,24 A Danish study23 reported that trends in the birth cohort prev- alence of several neuropsychiatric disorders, including autism and hy- perkinetic disorder (International Classification of Diseases 10 Revi- sion classification that is closely aligned with the hyperactivity com- ponent of ADHD) increased signifi- cantly for children born in 1990 through 1999. A US-based study24 re- ported significant increases in the prevalence of office-based visits for ADHD during 1991–1998. Finally, an upward trend in prevalence, using US education data, was found for the “other health impaired” education cat- egory, which, since 1991, is the educa- tion category used for children with ADHD.19,25 Decreases in the prevalence of moderate to profound hearing loss over the 12-year period have not been reported previously. Trend data from service records over a shorter time frame showed little to no change.17 Na- tionally, the number of infants identi-
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ARTICLES
PEDIATRICS Volume 127, Number 6, June 2011 1039 Downloaded from pediatrics.aappublications.org by guest on June 15, 2015
fied with congenital moderate to pro- found hearing loss from state newborn-screening programs has in- creased dramatically with the expan- sion of universal screening26; however, it is unlikely that this program would have impacted the prevalence for this survey. The lower prevalence of mod- erate to profound hearing loss from the NHIS was limited to 2006 –2008; in 2008, there was a modification in the moderate to profound hearing loss categories, which makes it difficult to determine whether this lower trend continues. More data are needed to better understand this finding.
Factors responsible for increases in autism and ADHD are numerous. Avail- ability of services and in how the ser- vice system classifies children with be- havioral disorders has progressed as we learn more about the advantages of earlier interventions. Improvements in clinical, parental, and societal recogni- tion of and screening for these disor- ders have occurred. For example, we have national campaigns to increase awareness of autism,27 and the American Academy of Pediatrics has incorporated ongoing monitoring of a child’s development as a practice recommendation for pediatricians in 2007.28 Another contributing factor may be the efficacy of medications and behavioral treatments for ADHD.29
There also has been an increase in the prevalence of known prenatal risk fac- tors for these conditions. Examples in- clude increases in the prevalence of preterm birth and the recognition of the full range of potential adverse developmental consequences of late preterm birth,4,5 shifts toward older parental age, and increases in the prevalence of assisted reproductive technologies and possibly other hor- monal infertility treatments and the consequent increase in multiple births, each of which is associated TA BL E 4 Pr ev al en ce
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with adverse developmental out- comes.30 Finally, given that the shift in developmental disability prevalence over time seems to be focused on con- ditions that are based on an emotional or behavioral phenotype, a societal shift in the acceptance and destigma- tization of such conditions in young children also may play a role.31
Several of our findings regarding the descriptive characteristics of children with developmental disabilities were noteworthy. Others studies have re- ported lower prevalence estimates for autism and ADHD in Hispanics,12,14,32,33
although findings from more recent studies suggest that the gaps may be closing.13 Rather than these patterns reflecting true differences, they are more likely the result of language bar- riers, lack of access to services, and health insurance coverage. The pre- dominance of boys with developmental disabilities also was remarkable. Al- though the increased gender ratio for selected developmental disabilities is well described, this study showed the pattern present for nearly all develop- mental disabilities. Some of this is cer- tainly biological, such as X-linked genetic disorders that result in intellectual dis- abilities and other functional limitations. Others have described a cultural fac- tor related to greater incentive for case finding in boys compared with girls.34 Alternatively, there may be gender-specific presentations of some of the disorders, particularly for condi- tions with an exclusively behavior pheno- type (ADHD and autism) that favor the identification of boys over girls. ADHD is a good example, in that girls tend to exhibit less of the impulsivity associated with the disorder and therefore maybe be less likely to come to clinical attention.35
Regarding socioeconomic inequities, public health insurance coverage
seemed to be associated with a higher prevalence of developmental disabili- ties; low family income and low maternal education had similar but less signifi- cant impacts. Larson and Halfon36
showed a similar inverse socioeconomic gradient with family income and the prevalence of ADHD, learning disabilities, and speech problems but not autism. Some of the impact with public insur- ance is likely reflecting eligibility for Medicaid for children with disabilities.
The strengths of the NHIS are impor- tant to highlight. The survey has a na- tionally representative sample that al- lows for generalizability to the US population of 3- to 17-year-old chil- dren. The same set of questions was asked of parents in each survey year. As a consequence, this is the only study able to examine, in detail, trends in these disorders. The response rate for the NHIS remained at exemplary high levels over the 11 years, despite the challenges of door-to-door sur- veys, limiting our concerns about the bias resulting from selectivity and nonresponse.
Limitations also are important to con- sider. Parent report of medical condi- tions is not without error. Inaccurate reporting can result from parental dis- tress and the stigma associated with some of the conditions; the questions may be misunderstood or there may be variations in professional terminol- ogy used for developmental disabili- ties; for example, autism can be re- ferred to by more broad or umbrella terms, such as autism spectrum disor- ders. Also, specific terms fall out of ac- cepted use (mental retardation versus intellectual disability and seizure dis- order versus epilepsy). A few stud- ies33,37,38 have examined the validity of parent report for selected develop- mental disabilities. Some, but not all,
of the conditions seem to have high va- lidity (see Boulet et al2 for more detail.) Ongoing survey research is needed to maintain the validity of the survey questions, while balancing the benefits of historical information to compare overtime. Finally, although we as- sumed that many of these conditions are chronic, in fact, a condition may resolve to the point where parents or health care providers may no longer consider the child as having the disor- der. Recent evidence13,39 of this was found for autism, and a longitudinal study showed considerable changes in diagnoses over time for children with physical and emotional or behavior di- agnoses. Finally, some children in- cluded in the stuttering or stammering or seizures categories may have had transient conditions, resulting in an overestimation of the prevalence of these conditions.
CONCLUSIONS
We found that the number of children with developmental disabilities has in- creased over the decade. These find- ings have a direct bearing on the need for health, education, and social ser- vices, including the need for more spe- cialized health services (mental health services, medical specialists, thera- pists, and allied health professionals). Also, the consequent burden on fami- lies and caregivers will need to be con- sidered. Finally, more detailed study of the influence of risk factor shifts, changes in acceptance, and benefits of early services is needed to better un- derstand why these shifts have occurred.
ACKNOWLEDGMENTS The National Health Interview Study is supported by the Centers for Disease Control and Prevention, Atlanta, Georgia.
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(Continued from first page)
PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).
Copyright © 2011 by the American Academy of Pediatrics
FINANCIAL DISCLOSURE: The authors have indicated that they have no personal financial relationships relevant to this article to disclose.
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American Academy of Pediatrics DEDICATED TO THE HEALTH OF ALL CH I LDREN ™
Trends in the Prevalence of Developmental Disabilities in US Children, 1997− 2008
Coleen A. Boyle, Sheree Boulet, Laura A. Schieve, Robin A. Cohen, Stephen J. Blumberg, Marshalyn Yeargin-Allsopp, Susanna Visser and Michael D. Kogan
Pediatrics 2011;127;1034; originally published online May 23, 2011; DOI: 10.1542/peds.2010-2989
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American Academy of Pediatrics DEDI CATE D TO THE H EALT H OF ALL C H ILDREN™
Trends in the Prevalence of Developmental Disabilities in US Children, 1997− 2008
Coleen A. Boyle, Sheree Boulet, Laura A. Schieve, Robin A. Cohen, Stephen J. Blumberg, Marshalyn Yeargin-Allsopp, Susanna Visser and Michael D. Kogan
Pediatrics 2011;127;1034; originally published online May 23, 2011; DOI: 10.1542/peds.2010-2989
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PEDIATRICS is the official journal of the American Academy of Pediatrics. A monthly publication, it has been published continuously since 1948. PEDIATRICS is owned, published, and trademarked by the American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk Grove Village, Illinois, 60007. Copyright © 2011 by the American Academy of Pediatrics. All rights reserved. Print ISSN: 0031-4005. Online ISSN: 1098-4275.
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